U.S. DEPARTMENT OF HOMELAND SECURITY FY 2009 Overview: Homeland Security Grant Program (HSGP) State Homeland Security Program Tribal (SHSP Tribal) UASI Nonprofit Security Grant Program (UASI NSGP) Regional Catastrophic Preparedness Grant Program (RCPGP) June 16, 2009 Grant Programs Directorate Homeland Security Grant Program Overview One of the core missions of the Department of Homeland Security (DHS) is to enhance the ability of state, territory, local, and tribal governments to prevent, protect against, respond to and recover from terrorist attacks and other disasters. FEMA’s comprehensive suite of grant programs is an important part of the Administration’s larger, coordinated effort to strengthen homeland security preparedness. These programs implement objectives addressed in a series of post-9/11 laws, strategy documents, plans and Homeland Security Presidential Directives (HSPDs). The Homeland Security Grant Program (HSGP) is comprised of four interconnected grant programs: . State Homeland Security Program (SHSP) . Urban Areas Security Initiative (UASI) . Metropolitan Medical Response System (MMRS) . Citizen Corps Program (CCP) The HSGP is one tool among a comprehensive set of measures authorized by Congress and implemented by the Administration to help strengthen the Nation against risks associated with potential terrorist attacks. Homeland Security Grant Program Overview Funding Distribution – FY 2008 and FY 2009 Program FY 2008 FY 2009 State Homeland Security Program $861,280,000 $861,137,000 Urban Areas Security Initiative $781,630,000 $798,631,250 Metropolitan Medical Response System $39,831,500 $39,831,404 Citizen Corps Program $14,572,500 $14,572,500 TOTAL $1,697,314,000 $1,714,172,154 State Homeland Security Program (SHSP) Total Funding Available in FY 2009: $861,137,000 Purpose: This core assistance program provides funds to build capabilities at the state and local levels and to implement the goals and objectives included in state homeland security strategies and initiatives in the State Preparedness Report. Eligible Applicants: Eligible entities for SHSP were all 50 states, the District of Columbia, Puerto Rico, American Samoa, Guam, Northern Mariana Islands, and the U.S. Virgin Islands. Awards: Funds were allocated based on risk analysis and the anticipated effectiveness of proposed investments by the applicants. Program Awards and Funding Minimum: Each state received a minimum allocation under SHSP using the thresholds established in the Implementing Recommendations of the 9/11 Act of 2007 (P.L. 110-053) (9/11 Act). All 50 states, 2 the District of Columbia, and the Commonwealth of Puerto Rico received 0.365 percent of the total funds allocated for grants under Sections 2003 and 2004 of the Homeland Security Act of 2002 (6 U.S.C. §101 et seq.), as amended by the 9/11 Act, for SHSP. Four territories (American Samoa, Guam, the Northern Mariana Islands, and the U.S. Virgin Islands) will receive a minimum allocation of 0.08 percent of the total funds allocated for grants under Section 2004 of the Homeland Security Act of 2002, as amended by the 9/11 Act, for SHSP. Urban Areas Security Initiative (UASI) Program Total Funding Available in FY 2009: $798,631,250 Purpose: The UASI program focuses on enhancing regional preparedness in major metropolitan areas. The UASI program directly supports the National Priority on expanding regional collaboration in the National Preparedness Guidelines and is intended to assist participating jurisdictions in developing integrated regional systems for prevention, protection, response and recovery. Eligible Applicants: The 62 highest risk Urban Areas were eligible for funding under the FY 2009 UASI program. Program Awards: The seven highest risk urban areas, designated Tier 1 Urban Areas, were allocated approximately $439 million or 55 percent of available funds. The remaining Urban Areas, designated Tier 2 Urban Areas, were allocated approximately $359 million or 45 percent of available funds. Funds were allocated based on risk analysis and the anticipated effectiveness of proposed investments by the applicants. Metropolitan Medical Response System (MMRS) Program Total Funding Available in FY 2009: $39,831,404 Purpose: The MMRS program supports the integration of emergency management, health, and medical systems into a coordinated response to mass casualty incidents caused by any hazard. Successful MMRS grantees reduce the consequences of a mass casualty incident during the initial period of a response by having augmented existing local operational response systems before the incident occurs. Eligible Applicants: As with previous years, 124 cities were eligible for MMRS funding. Program Awards: Each of the 124 MMRS jurisdictions received $321,221 to establish or sustain local capabilities. Citizen Corps Program (CCP) Total Funding Available in FY 2009: $14,572,500 3 Purpose: The Citizen Corps mission is to bring community and government leaders together to coordinate community involvement in emergency preparedness, planning, mitigation, response and recovery. Eligible Applicants: CCP eligibility mirrors that of SHSP: all 50 states, the District of Columbia, Puerto Rico, American Samoa, Guam, Northern Mariana Islands, and the U.S. Virgin Islands. Program Awards and Funding Minimum: CCP allocations were determined using the USA PATRIOT Act formula, which specifies that all 50 states, the District of Columbia, and the Commonwealth of Puerto Rico received a minimum of 0.75 percent of the total available grant funding, and that four territories (American Samoa, Guam, Northern Mariana Islands and the U.S. Virgin Islands) received a minimum of 0.25 percent of the total available grant funding. The balance of CCP funds were distributed on a population-share basis. In addition to CCP allocations, states and urban areas are encouraged to fully leverage HSGP resources to accomplish the Citizen Corps mission. State Homeland Security Program Tribal Overview Total Funding Available in FY 2009: $1,788,000 Purpose: To provide supplemental funding to directly eligible tribes to help strengthen the nation against risks associated with potential terrorist attacks. Pursuant to the 9/11 Act, “a directly eligible tribe applying for a grant under section 2004 [SHSP] shall designate an individual to serve as a tribal liaison with [DHS] and other federal, state, local, and regional government officials concerning preventing, preparing for, protecting against and responding to acts of terrorism.” Eligible Applicants: Per the 9/11 Act, “a directly eligible tribe applying for a grant under section 2004 [SHSP] shall designate an individual to serve as a tribal liaison with [DHS] and other Federal, State, local, and regional government officials concerning preventing, preparing for, protecting against, and responding to acts of terrorism.” The term “directly eligible tribe” means – (A) any Indian tribe – (i) that is located in the continental United States; (ii) that operates a law enforcement or emergency response agency with the capacity to respond to calls for law enforcement or emergency services; (iii) (I) that is located on or near an international border or a coastline bordering an ocean (including the Gulf of Mexico) or international waters; (II) that is located within 10 miles of a system or asset included on the prioritized critical infrastructure list established under section 210E(a)(2) [please refer to section 1001 of the 9/11 Act] or has such a system or asset within its territory; (III) that is located within or contiguous to 1 of the 50 most populous metropolitan statistical areas in the United States; or 4 (IV) the jurisdiction of which includes not less than 1,000 square miles of Indian country, as that term is defined in section 1151 of title 18, United States Code; and (iv) that certifies to the Secretary that a State has not provided funds under section 2003 [UASI] or 2004 [SHSP] to the Indian tribe or consortium of Indian tribes for the purpose for which direct funding is sought; and (B) a consortium of Indian tribes, if each tribe satisfies the requirements of subparagraph (A). In summary, eligible tribes must meet the requirements set forth in (A) (i), (ii), and (iv). Tribes must also meet one of the requirements set forth in (A) (iii); either (I), (II), (III), or (IV). Finally, (B) may also be satisfied, if each tribe satisfies the requirements of subparagraph (A). Program Awards: Funds were allocated competitively to eligible tribes based on risk analysis and the anticipated effectiveness of proposed investments by the applicants. UASI Nonprofit Security Grant Program Overview Total Funding Available in FY 2009: $15,000,000 Purpose: UASI NSGP provides funding support for target-hardening activities to nonprofit organizations that are at high risk of a terrorist attack and are located within one of the specific UASI-eligible urban areas. Eligible Applicants: Eligible nonprofit organizations (as described under section 501(c)(3) of the Internal Revenue Code of 1986 and exempt from tax under section 501(a) of such Code) that are at high risk of a terrorist attack and are located within one of the specific UASI-eligible urban areas were able to apply for funding through their State Administrative Agency (SAA). Program Awards: Funds were allocated competitively based on the completeness, adherence to programmatic guidelines, feasibility, how well the applicant’s Investment Justification addressed the identified risk, and how the proposed target hardening activity addressed the prevention of, protection against, and/or mitigation of the identified risk. Regional Catastrophic Preparedness Grant Program Overview Total Funding Available in FY 2009: $34,002,500 Purpose: The purpose of the FY 2009 RCPGP is to enhance catastrophic incident preparedness in pre-designated, high-risk Urban Areas and their surrounding regions. RCPGP is intended to support coordination of regional all-hazard planning for catastrophic events, including the development of integrated planning communities, plans, protocols, and procedures to manage a catastrophic event. 5 Eligible Applicants: Eligible applicants under FY 2009 RCPGP included predesignated high-risk Urban Areas within the RCPGP sites that received funding under RCPGP in the FY 2008 grant cycle. Program Awards: FY 2009 RCPGP funds were allocated non-competitively to each pre-designated high-risk Urban Area within the RCPGP sites, provided that the applications met the minimum standards specified in the FY 2009 RCPGP Guidance and Application Kit. 6 Appendix A FY 2009 Funding Tables FY 2009 State Homeland Security Program (SHSP) Funding Allocations FY 2009 State Homeland Security Program (SHSP) State Amount Alabama $10,536,000 Alaska $6,524,500 American Samoa $1,430,000 Arizona $13,086,500 Arkansas $6,524,500 California $106,434,000 Colorado $10,925,000 Connecticut $9,545,500 Delaware $6,524,500 District of Columbia $10,410,000 Florida $34,109,500 Georgia $20,637,500 Guam $1,430,000 Hawaii $6,524,500 Idaho $6,524,500 Illinois $33,799,000 Indiana $11,633,500 Iowa $6,524,500 Kansas $7,280,500 Kentucky $8,593,500 Louisiana $14,815,500 Maine $6,524,500 Maryland $16,977,500 Massachusetts $15,421,500 Michigan $20,718,500 Minnesota $10,985,500 Mississippi $6,524,500 Missouri $11,272,000 Montana $6,524,500 Nebraska $6,524,500 Nevada $8,414,500 New Hampshire $6,524,500 New Jersey $25,547,000 New Mexico $6,524,500 New York $112,412,500 North Carolina $15,739,000 North Dakota $6,524,500 Northern Mariana Islands $1,430,000 Ohio $23,127,500 Oklahoma $7,253,500 Oregon $7,643,500 Pennsylvania $28,589,000 Puerto Rico $6,524,500 Rhode Island $6,524,500 South Carolina $8,470,000 South Dakota $6,524,500 Tennessee $11,844,500 Texas $60,180,500 U.S. Virgin Islands $1,430,000 Utah $6,524,500 Vermont $6,524,500 Virginia $20,048,000 Washington $18,190,000 West Virginia $6,524,500 Wisconsin $10,286,500 Wyoming $6,524,500 Total $861,137,000 A-1 FY 2009 Urban Areas Security Initiative (UASI) Funding Allocations FY 2009 Urban Areas Security Initiative (UASI) Program State/Territory Urban Area Amount TIER 1 California Bay Area $40,638,250 Los Angeles/Long Beach Area $68,290,450 District of Columbia National Capital Region $58,006,500 Illinois Chicago Area $52,320,650 New Jersey Jersey City/Newark Area $35,298,150 New York New York City Area $145,137,750 Texas Houston Area $39,555,450 TIER 2 Arizona Phoenix Area $10,819,750 Tucson Area $4,515,400 California Anaheim/Santa Ana Area $12,773,050 Oxnard Area $2,503,000 Riverside Area $5,277,150 Sacramento Area $3,938,350 San Diego Area $16,208,500 Colorado Denver Area $7,053,050 Connecticut Bridgeport Area $2,807,350 Hartford Area $2,747,050 Florida Fort Lauderdale Area $6,063,450 Jacksonville Area $5,355,350 Miami Area $11,039,650 Orlando Area $5,083,050 Tampa Area $7,815,050 Georgia Atlanta Area $13,509,150 Hawaii Honolulu Area $4,754,800 Indiana Indianapolis Area $7,104,700 Kentucky Louisville Area $2,201,800 Louisiana Baton Rouge Area $2,972,700 New Orleans Area $5,429,650 Maryland Baltimore Area $10,975,050 Massachusetts Boston Area $14,564,600 Michigan Detroit Area $13,481,600 Minnesota Twin Cities Area $8,248,100 Missouri Kansas City Area $7,706,200 St. Louis Area $8,533,000 Nevada Las Vegas Area $8,150,150 New York Albany Area $1,924,250 Buffalo Area $5,544,750 Rochester Area $2,307,800 Syracuse Area $1,869,300 North Carolina Charlotte Area $4,580,000 Ohio Cincinnati Area $4,969,200 Cleveland Area $5,086,850 Columbus Area $4,247,100 Toledo Area $2,287,600 Oklahoma Oklahoma City Area $4,404,750 Tulsa Area $2,160,500 Oregon Portland Area $7,178,800 Pennsylvania Philadelphia Area $17,950,650 Pittsburgh Area $6,395,500 Puerto Rico San Juan Area $3,103,700 Rhode Island Providence Area $4,764,300 Tennessee Memphis Area $4,166,500 Nashville Area $2,836,900 Texas Austin Area $2,922,600 Dallas/Fort Worth/Arlington Area $19,305,700 El Paso Area $5,389,900 San Antonio Area $6,229,550 Utah Salt Lake City Area $2,894,250 Virginia Norfolk Area $7,372,100 Richmond Area $2,670,050 Washington Seattle Area $11,030,900 Wisconsin Milwaukee Area $4,159,850 Total $798,631,250 A-2 FY 2009 Metropolitan Medical Response System (MMRS) Funding Allocations FY 2009 Metropolitan Medical Response System (MMRS) State MMRS Jurisdictions State Total Alabama Birmingham, Huntsville, Mobile, and Montgomery $1,284,884 Alaska Anchorage and Juneau $642,442 Arizona Glendale, Mesa, Phoenix, and Tuscon $1,284,884 Arkansas Little Rock $321,221 California Anaheim, Bakersfield, Fremont, Fresno, Glendale, Huntington Beach, Long Beach, Los Angeles, Modesto, Oakland, Riverside, Sacramento, San Bernadino, San Diego, San Francisco, San Jose, Santa Ana, and Stockton $5,781,978 Colorado Aurora, Colorado Springs, and Denver $963,663 Connecticut Hartford $321,221 Florida Fort Lauderdale, Hialeah, Jacksonville, Miami, Orlando, St. Petersburg, and Tampa $2,248,547 Georgia Atlanta and Columbus $642,442 Hawaii Honolulu $321,221 Illinois Chicago $321,221 Indiana Ft. Wayne and Indianapolis $642,442 Iowa Des Moines $321,221 Kansas Kansas City and Wichita $642,442 Kentucky Lexington/Fayette and Louisville $642,442 Louisiana Baton Rouge, Jefferson Parish, New Orleans, and Shreveport $1,284,884 Maryland Baltimore $321,221 Massachusetts Boston, Springfield, and Worcester $963,663 Michigan Detroit, Grand Rapids, and Warren $963,663 Minnesota Minneapolis and St. Paul $642,442 Mississippi Jackson $321,221 Missouri Kansas City and St. Louis $642,442 Nebraska Lincoln and Omaha $642,442 Nevada Las Vegas $321,221 New Hampshire Northern New England MMRS $321,221 New Jersey Jersey City and Newark $642,442 New Mexico Albuquerque $321,221 New York Buffalo, New York City, Rochester, Syracuse, and Yonkers $1,606,105 North Carolina Charlotte, Greensboro, and Raleigh $963,663 Ohio Akron, Cincinnati, Cleveland, Columbus, Dayton, and Toledo $1,927,326 Oklahoma Oklahoma City and Tulsa $642,442 Oregon Portland $321,221 Pennsylvania Allegheny County and Philadelphia $642,442 Rhode Island Providence $321,221 South Carolina Columbia $321,221 Tennessee Chattanooga, Knoxville, Memphis, and Nashville $1,284,884 Texas Amarillo, Arlington, Austin, Corpus Christi, Dallas, El Paso, Fort Worth, Garland, Houston, Irving, Lubbock, San Antonio, and Southern Rio Grande $4,175,873 Utah Salt Lake City $321,221 Virginia Arlington County, Chesapeak, Newport News, Norfolk, Richmond, and Virginia Beach $1,927,326 Washington Seattle, Spokane, and Tacoma $963,663 Wisconsin Madison and Milwaukee $642,442 Total $39,831,404 A-3 FY 2009 Citizen Corps Program (CCP) Funding Allocations FY 2009 Citizen Corps Program (CCP) State/Territory Amount State/Territory Amount Alabama 241,527 $ Nevada $ 182,596 Alaska 128,823 $ New Hampshire $ 146,892 Arizona 290,414 $ New Jersey $ 357,481 Arkansas 190,294 $ New Mexico $ 165,581 California 1,153,746 $ New York $ 660,697 Colorado 248,204 $ North Carolina $ 368,199 Connecticut 209,367 $ North Dakota $ 127,573 Delaware 134,003 $ Ohio $ 436,943 District of Columbia 126,103 $ Oklahoma $ 212,653 Florida 630,795 $ Oregon $ 216,372 Georgia 382,020 $ Pennsylvania $ 464,542 Hawaii 145,965 $ Rhode Island $ 139,520 Idaho 152,137 $ South Carolina $ 235,237 Illinois 476,536 $ South Dakota $ 132,044 Indiana 290,601 $ Tennessee $ 285,213 Iowa 194,673 $ Texas $ 792,325 Kansas 188,614 $ Utah $ 184,880 Kentucky 230,487 $ Vermont $ 127,045 Louisiana 231,965 $ Virginia $ 329,655 Maine 146,931 $ Washington $ 294,119 Maryland 269,829 $ West Virginia $ 161,070 Massachusetts 293,586 $ Wisconsin $ 269,352 Michigan 397,081 $ Wyoming $ 124,233 Minnesota 257,808 $ Puerto Rico $ 221,941 Mississippi 192,694 $ U.S. Virgin Islands $ 39,570 Missouri 277,260 $ American Samoa $ 38,284 Montana 136,658 $ Guam $ 41,457 Nebraska 159,999 $ Northern Mariana Islands $ 38,906 Total $ 14,572,500 A-4 FY 2009 State Homeland Security Program (SHSP) Tribal Funding Allocations FY 2009 State Homeland Security Program (SHSP) Tribal State Tribe Amount Arizona San Carlos Apache 205,000 $ Tohono Oodham 194,000 $ Salt River Pima 150,000 $ Navajo 140,000 $ Cocopah 133,000 $ Pascua Yaqui 93,000 $ Quechan 83,000 $ Florida Seminole 173,000 $ Idaho Nez Pierce 130,000 $ Montana Salish & Kootenai 47,000 $ New York Seneca 231,000 $ Washington Colville 171,000 $ Puyallup 38,000 $ Total 1,788,000 $ A-5 FY 2009 UASI Nonprofit Security Grant Program (NSGP) Funding Allocations by Urban Area FY 2009 Nonprofit Security Grant Program State Urban Area Funding Allocated Total Arizona Phoenix Area 225,000 $ $ 330,000 Tucson Area 105,000 $ California Anaheim/Santa Ana Area 150,000 $ $ 1,836,562 Bay Area 195,005 $ Los Angeles/Long Beach Area 1,041,557 $ Riverside Area 75,000 $ San Diego Area 375,000 $ Colorado Denver Area 99,538 $ $ 99,538 Connecticut Bridgeport Area 273,038 $ $ 387,722 Hartford Area 114,684 $ District of Columbia National Capital Region 572,409 $ $ 572,409 Florida Fort Lauderdale Area 349,462 $ $ 1,241,945 Jacksonville Area 38,818 $ Miami Area 703,665 $ Orlando Area 75,000 $ Tampa Area 75,000 $ Georgia Atlanta Area 329,544 $ $ 329,544 Hawaii Honolulu Area 150,000 $ $ 150,000 Illinois Chicago Area 448,875 $ $ 448,875 Indiana Indianapolis Area 36,758 $ $ 36,758 Maryland Baltimore Area 149,270 $ $ 149,270 Michigan Detroit Area 586,705 $ $ 586,705 New Jersey Jersey City/Newark Area 1,667,289 $ $ 1,667,289 New York Albany Area 150,000 $ $ 4,614,602 Buffalo Area 91,920 $ New York City Area 4,199,757 $ Rochester Area 119,928 $ Syracuse Area 52,997 $ Ohio Cleveland Area 75,000 $ $ 150,000 Columbus Area 75,000 $ Oregon Portland Area 251,484 $ $ 251,484 Pennsylvania Philadelphia Area 198,750 $ $ 422,085 Pittsburgh Area 223,335 $ Rhode Island Providence Area 366,759 $ $ 366,759 Tennessee Nashville Area 75,000 $ $ 75,000 Texas Austin Area 75,000$ $ 998,453 Dallas/Fort Worth/Arlington Area 68,203 $ Houston Area 780,250 $ San Antonio Area 75,000 $ Utah Salt Lake City Area 75,000$ $ 75,000 Virginia Norfolk Area 150,000 $ $ 150,000 Washington Seattle Area 60,000 $ $ 60,000 Total $ 15,000,000.00 A-6 FY 2009 Regional Catastrophic Preparedness Grant Program (RCPGP) Funding Allocations FY 2009 Regional Catastrophic Preparedness Grant Program (RCPGP) RCPGP Site Associated Urban Area Amount Bay Area Bay Area $3,617,000 LA / Long Beach Area LA / Long Beach Area $3,617,000 Chicago Area Chicago Area $3,617,000 Houston Area Houston Area $3,617,000 National Capital Region National Capital Region Area $3,617,000 New York/ N. New Jersey Area* New York City Area $3,617,000 Jersey City / Newark Area $3,617,000 Boston Area Boston Area $1,420,875 Honolulu Area Honolulu Area $1,420,875 Norfolk Area Norfolk Area $1,420,875 Seattle Area Seattle Area $1,420,875 Total** $31,002,500 *The NY/NJ site will be funded as two separate urban areas for FY 2009, via a single award to New York. **Total does not include Technical Assistance Set Aside of $3,000,000 A-7